Assistant Compliance Officer Full Time

Key Responsibilities

• Ensure compliance with applicable laws, rules, and regulations, including IFSCA, SEBI, Companies Act and other regulatory guidelines.
• Prepare and maintain regulatory filings, reports, certifications, and statutory documentation.
• Monitor regulatory circulars and updates, and implement required compliance changes.
• Maintain compliance manuals, SOPs, checklists, and documentation processes.
• Support internal audits, reviews, and compliance testing.
• Assist in investor onboarding, KYC/AML verification, and record maintenance.
• Liaise with regulators, auditors, legal advisors, and external bodies.
• Conduct periodic compliance reviews, gap analysis, and risk assessments.
• Support operational teams in maintaining compliance with policies and standards.
• Provide compliance advisory and guidance to internal departments.
• Investigate compliance issues and recommend corrective actions.

Pay: ₹75,000.00 – ₹100,000.00 per month

Work Location: In person